Unclaimed Profile

Joanne Eileen Humphrey

SALEM ASSET MANAGEMENT, LLC·SALEM, Oregon

Series 65Clean record23 years registeredSALEM ASSET MANAGEMENT, LLC

338 HAWTHORNE AVENUE NE, SALEM, OR 97301-3414CRD# 4675628Firm CRD# 126077

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joanne Eileen Humphrey · SALEM, OR

Registration

CRD #4675628 · SALEM ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SALEM ASSET MANAGEMENT, LLC

ALDRICH WEALTH LP

Apr 2014 – Jan 2022

SALEM, OR

SALEM ASSET MANAGEMENT, LLC

Jun 2003 – Mar 2014

SALEM, OR

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 23, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SALEM ASSET MANAGEMENT, LLC

CRD 126077 · SEC 801-64785

AUM

$49M

Regulatory assets under management

Employees

238 client accounts

Services offered by SALEM ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SALEM ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joanne Eileen Humphrey offer?

Joanne Eileen Humphrey specializes in Financial Planning, Investment Management.

What are Joanne Eileen Humphrey's credentials?

Joanne Eileen Humphrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joanne Eileen Humphrey located?

Joanne Eileen Humphrey is based in SALEM, Oregon, last registered with SALEM ASSET MANAGEMENT, LLC.

How does Joanne Eileen Humphrey charge for services?

Joanne Eileen Humphrey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SALEM ASSET MANAGEMENT, LLC?

SALEM ASSET MANAGEMENT, LLC has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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