Unclaimed Profile

Michael Dennis Finan

CTC CONSULTING, LLC·PORTLAND, Oregon

Series 3, Series 6, Series 63Clean record25 years registeredCTC CONSULTING, LLC

4380 SW MACADAM AVENUE, PORTLAND, OR 97239-6407CRD# 2697942Firm CRD# 147053

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Dennis Finan · PORTLAND, OR

Registration

CRD #2697942 · CTC CONSULTING, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CTC CONSULTING, LLC

BMO FAMILY OFFICE, LLC

Oct 2012 – Dec 2024

PORTLAND, OR

CTC CONSULTING, LLC

May 2008 – Jul 2012

PORTLAND, OR

CTC CONSULTING, INC.

Nov 2000 – Jun 2008

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 63

Registration record

First registered · November 13, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CTC CONSULTING, LLC

CRD 147053 · SEC 801-69156

AUM

$581M

Regulatory assets under management

Employees

16 client accounts

Services offered by CTC CONSULTING, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CTC CONSULTING, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Dennis Finan offer?

Michael Dennis Finan specializes in Investment Management, Wealth Management.

What are Michael Dennis Finan's credentials?

Michael Dennis Finan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Dennis Finan located?

Michael Dennis Finan is based in PORTLAND, Oregon, last registered with CTC CONSULTING, LLC.

How does Michael Dennis Finan charge for services?

Michael Dennis Finan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CTC CONSULTING, LLC?

CTC CONSULTING, LLC has approximately 51 employees and manages $581M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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