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Mark Phillip Rosenbaum

ROSENBAUM FINANCIAL, INC.·PORTLAND, Oregon
Unclaimed Profile
150 SW HARRISON STREET, PORTLAND, OR 97201CRD# 2618230Firm CRD# 173805
01

About

Mark Phillip Rosenbaum is a registered financial advisor based in PORTLAND, Oregon, affiliated with ROSENBAUM FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
ROSENBAUM FINANCIAL, INC.
ROSENBAUM FINANCIAL
AUM
$419M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at ROSENBAUM FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2618230
Firm CRD# 173805
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Phillip Rosenbaum offer?
Mark Phillip Rosenbaum specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.
What are Mark Phillip Rosenbaum's credentials?
Mark Phillip Rosenbaum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Phillip Rosenbaum located?
Mark Phillip Rosenbaum is based in PORTLAND, Oregon, working with ROSENBAUM FINANCIAL, INC.. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Mark Phillip Rosenbaum charge for services?
Mark Phillip Rosenbaum's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSENBAUM FINANCIAL, INC.?
ROSENBAUM FINANCIAL, INC. has approximately 10 employees and manages $419M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Oregon
LAKE OSWEGO (152)BEND (47)EUGENE (40)SALEM (35)BEAVERTON (27)
City Guides
LAKE OSWEGO GuideBEND GuideEUGENE GuideSALEM GuideBEAVERTON Guide
Research
Advisor Fees in OregonNational Fee Analysis
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