AdvisorOS Directory
Claim Profile
KR

Kimberly Sue Rosenberg

ROSENBAUM FINANCIAL, INC.·PORTLAND, Oregon
Unclaimed Profile
150 SW HARRISON STREET, PORTLAND, OR 97201CRD# 5558727Firm CRD# 173805
01

About

Kimberly Sue Rosenberg is a registered financial advisor based in PORTLAND, Oregon, affiliated with ROSENBAUM FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
ROSENBAUM FINANCIAL, INC.
ROSENBAUM FINANCIAL
AUM
$419M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at ROSENBAUM FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5558727
Firm CRD# 173805
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in PORTLAND?

Browse all registered financial advisors in PORTLAND, Oregon or claim this profile if it's yours.

Browse PORTLAND AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Kimberly Sue Rosenberg offer?
Kimberly Sue Rosenberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.
What are Kimberly Sue Rosenberg's credentials?
Kimberly Sue Rosenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly Sue Rosenberg located?
Kimberly Sue Rosenberg is based in PORTLAND, Oregon, working with ROSENBAUM FINANCIAL, INC.. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Kimberly Sue Rosenberg charge for services?
Kimberly Sue Rosenberg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSENBAUM FINANCIAL, INC.?
ROSENBAUM FINANCIAL, INC. has approximately 10 employees and manages $419M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in PORTLAND
Deanne Woodring — GOVERNMENT PORTFOLIO ADVISORS LLCGaylord Brickwood Lyman — KOHALA CAPITAL PARTNERS, LLCRichard Allan Rubinstein — THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INCJohn Harvey Coulter — THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INCAshley Yoshida — PENSION CONSULTING ALLIANCE, LLC
Nearby cities in Oregon
LAKE OSWEGO (152)BEND (47)EUGENE (40)SALEM (35)BEAVERTON (27)
City Guides
LAKE OSWEGO GuideBEND GuideEUGENE GuideSALEM GuideBEAVERTON Guide
Research
Advisor Fees in OregonNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile