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Frank Richard Johnstone Whittaker

UMPQUA INVESTMENTS, INC.·PORTLAND, Oregon
Unclaimed Profile
ONE SW COLUMBIA STREET, PORTLAND, OR 97258CRD# 6063060Firm CRD# 1254
01

About

Frank Richard Johnstone Whittaker is a registered financial advisor based in PORTLAND, Oregon, affiliated with UMPQUA INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
AUM
$991M
Regulatory assets under management
Employees
524
Total firm employees
View all advisors at STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6063060
Firm CRD# 1254
2 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Frank Richard Johnstone Whittaker offer?
Frank Richard Johnstone Whittaker specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PORTLAND, Oregon for a consultation.
What are Frank Richard Johnstone Whittaker's credentials?
Frank Richard Johnstone Whittaker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frank Richard Johnstone Whittaker located?
Frank Richard Johnstone Whittaker is based in PORTLAND, Oregon, working with UMPQUA INVESTMENTS, INC.. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Frank Richard Johnstone Whittaker charge for services?
Frank Richard Johnstone Whittaker's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UMPQUA INVESTMENTS, INC.?
UMPQUA INVESTMENTS, INC. has approximately 524 employees and manages $991M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Oregon
LAKE OSWEGO (152)BEND (47)EUGENE (40)SALEM (35)BEAVERTON (27)
City Guides
LAKE OSWEGO GuideBEND GuideEUGENE GuideSALEM GuideBEAVERTON Guide
Research
Advisor Fees in OregonNational Fee Analysis
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