Unclaimed Profile

David Lee Beatty

TRU INDEPENDENCE ASSET MANAGEMENT, LLC·PORTLAND, Oregon

Series 65Clean record30 years registeredTRU INDEPENDENCE ASSET MANAGEMENT, LLC

15350 SW SEQUOIA PARKWAY, PORTLAND, OR 97224CRD# 2831427Firm CRD# 168256

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Beatty · PORTLAND, OR

Registration

CRD #2831427 · TRU INDEPENDENCE ASSET MANAGEMENT, LLC · 30 years registered

Brand Profile

Not yet started

Career History

CERITY PARTNERS LLC

Feb 2022 – present

VERITI MANAGEMENT LLC

Dec 2018 – Sep 2021

BOSTON, MA

DAINTREE ADVISORS LLC

Mar 2010 – Jan 2022

Boston, MA

CALIBRE ADVISORY SERVICES, INC.

Dec 2004 – Apr 2009

WALTHAM, MA

TANAGER FINANCIAL SERVICES INC

Dec 1995 – Dec 2004

WALTHAM, MA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 6, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

CRD 168256 · SEC 801-78748

AUM

$557M

Regulatory assets under management

Employees

1,215 client accounts

Services offered by TRU INDEPENDENCE ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRU INDEPENDENCE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Lee Beatty offer?

David Lee Beatty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.

What are David Lee Beatty's credentials?

David Lee Beatty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Beatty located?

David Lee Beatty is based in PORTLAND, Oregon, working with TRU INDEPENDENCE ASSET MANAGEMENT, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does David Lee Beatty charge for services?

David Lee Beatty's firm is compensated through percentage of aum, subscription fees, other: consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRU INDEPENDENCE ASSET MANAGEMENT, LLC?

TRU INDEPENDENCE ASSET MANAGEMENT, LLC has approximately 37 employees and manages $557M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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