Unclaimed Profile

Carrie Anne Hepburn

ZUNA, LLC·PORTLAND, Oregon

Series 65Clean record9 years registeredZUNA, LLC

3903 S KELLY AVE, PORTLAND, OR 97239CRD# 6669044Firm CRD# 306113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carrie Anne Hepburn · PORTLAND, OR

Registration

CRD #6669044 · ZUNA, LLC · 9 years registered

Brand Profile

Not yet started

Career History

ZUNA, LLC

Feb 2020 – present

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Jul 2017 – present

NORTHWEST CAPITAL MANAGEMENT INC.

Apr 2017 – Sep 2019

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 24, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ZUNA, LLC

CRD 306113 · SEC 801-117623

AUM

$290M

Regulatory assets under management

Employees

56 client accounts

Services offered by ZUNA, LLC

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

View all advisors at ZUNA, LLC →

Introduction

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Frequently Asked Questions

What services does Carrie Anne Hepburn offer?

Carrie Anne Hepburn specializes in Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.

What are Carrie Anne Hepburn's credentials?

Carrie Anne Hepburn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carrie Anne Hepburn located?

Carrie Anne Hepburn is based in PORTLAND, Oregon, working with ZUNA, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Carrie Anne Hepburn charge for services?

Carrie Anne Hepburn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ZUNA, LLC?

ZUNA, LLC has approximately 6 employees and manages $290M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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