AdvisorOS Directory
Claim Profile
TR

Tracy Le Ann Richards

FIDELIS IM, LLC·MEDFORD, Oregon
Unclaimed Profile
2950 E. BARNETT ROAD, MEDFORD, OR 97504CRD# 6041222Firm CRD# 162985
01

About

Tracy Le Ann Richards is a registered financial advisor based in MEDFORD, Oregon, affiliated with FIDELIS IM, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FIDELIS IM, LLC
FIDELIS IM
AUM
$269M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at FIDELIS IM, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6041222
Firm CRD# 162985
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in MEDFORD?

Browse all registered financial advisors in MEDFORD, Oregon or claim this profile if it's yours.

Browse MEDFORD AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Tracy Le Ann Richards offer?
Tracy Le Ann Richards specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MEDFORD, Oregon for a consultation.
What are Tracy Le Ann Richards's credentials?
Tracy Le Ann Richards is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracy Le Ann Richards located?
Tracy Le Ann Richards is based in MEDFORD, Oregon, working with FIDELIS IM, LLC. Their office serves clients in the MEDFORD metropolitan area and surrounding communities.
How does Tracy Le Ann Richards charge for services?
Tracy Le Ann Richards's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIDELIS IM, LLC?
FIDELIS IM, LLC has approximately 3 employees and manages $269M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in MEDFORD
Dennis Ray Lamson — GRAIL INVESTMENTS, L.L.C.Donald Lyman Watson — SKYOAK WEALTH MANAGEMENT, INC.Kathleen Marie Philby — SKYOAK WEALTH MANAGEMENT, INC.Gregory Alan Koenig — MYLAUNCH, LLCRoyal Ray Standley — OREGON PACIFIC FINANCIAL ADVISORS INC
Nearby cities in Oregon
PORTLAND (575)LAKE OSWEGO (152)BEND (47)EUGENE (40)SALEM (35)
City Guides
PORTLAND GuideLAKE OSWEGO GuideBEND GuideEUGENE GuideSALEM Guide
Research
Advisor Fees in OregonNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile