Unclaimed Profile

Richard Steven Ledgerwood

ELLIOTT-LEDGERWOOD & COMPANY·KLAMATH FALLS, Oregon

SIE, Series 1, Series 3, Series 24, Series 63, Series 65Clean record27 years registeredELLIOTT-LEDGERWOOD & COMPANY

810 MAIN STREET, KLAMATH FALLS, OR 97601CRD# 305096Firm CRD# 14797

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Steven Ledgerwood · KLAMATH FALLS, OR

Registration

CRD #305096 · ELLIOTT-LEDGERWOOD & COMPANY · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ELLIOTT-LEDGERWOOD & COMPANY

D.A. DAVIDSON & CO.

Jul 2012 – Dec 2016

KLAMATH FALLS, OR

SOUTH VALLEY WEALTH MANAGEMENT

Dec 1998 – Jul 2012

KLAMATH FALLS, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 3

Series 24

Series 63

Series 65

Registration record

First registered · December 31, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ELLIOTT-LEDGERWOOD & COMPANY

CRD 14797 · SEC 801-61535

AUM

$86M

Regulatory assets under management

Employees

295 client accounts

Services offered by ELLIOTT-LEDGERWOOD & COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ELLIOTT-LEDGERWOOD & COMPANY →

Introduction

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Frequently Asked Questions

What services does Richard Steven Ledgerwood offer?

Richard Steven Ledgerwood specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Steven Ledgerwood's credentials?

Richard Steven Ledgerwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Steven Ledgerwood located?

Richard Steven Ledgerwood is based in KLAMATH FALLS, Oregon, last registered with ELLIOTT-LEDGERWOOD & COMPANY.

How does Richard Steven Ledgerwood charge for services?

Richard Steven Ledgerwood's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELLIOTT-LEDGERWOOD & COMPANY?

ELLIOTT-LEDGERWOOD & COMPANY has approximately 11 employees and manages $86M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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