Unclaimed Profile

James D Williams

CPWA LLC·HOOD RIVER, Oregon

SIE, Series 7, Series 66Clean record16 years registeredCPWA LLC

1313 BELMONT AVE., HOOD RIVER, OR 97031CRD# 5739663Firm CRD# 322424

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James D Williams · HOOD RIVER, OR

Registration

CRD #5739663 · CPWA LLC · 16 years registered

Brand Profile

Not yet started

Career History

CROWN POINT WEALTH ADVISORS

Oct 2022 – present

EDWARD JONES

Aug 2017 – Oct 2022

HOOD RIVER, OR

J.P. MORGAN SECURITIES LLC

Oct 2012 – Aug 2017

LAKE OSWEGO, OR

CHASE INVESTMENT SERVICES CORP.

Mar 2011 – Oct 2012

LAKE OSWEGO, OR

AXA ADVISORS, LLC

Jun 2010 – Oct 2010

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 14, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CPWA LLC

CRD 322424 · SEC 801-129946

AUM

$111M

Regulatory assets under management

Employees

876 client accounts

Services offered by CPWA LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CPWA LLC →

Introduction

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Frequently Asked Questions

What services does James D Williams offer?

James D Williams specializes in Financial Planning, Investment Management. Contact their office in HOOD RIVER, Oregon for a consultation.

What are James D Williams's credentials?

James D Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James D Williams located?

James D Williams is based in HOOD RIVER, Oregon, working with CPWA LLC. Their office serves clients in the HOOD RIVER metropolitan area and surrounding communities.

How does James D Williams charge for services?

James D Williams's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CPWA LLC?

CPWA LLC has approximately 3 employees and manages $111M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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