Unclaimed Profile

Thomas Henry Roehl

ROEHL & YI INVESTMENT ADVISORS, LLC·EUGENE, Oregon

SIE, Series 6, Series 7, Series 22, Series 24, Series 63CFP24 years registeredROEHL & YI INVESTMENT ADVISORS, LLC

450 COUNTRY CLUB ROAD, EUGENE, OR 97401CRD# 1056108Firm CRD# 109258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Henry Roehl · EUGENE, OR

Registration

CRD #1056108 · ROEHL & YI INVESTMENT ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ROEHL & YI INVESTMENT ADVISORS, LLC

Jul 2002 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · July 31, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

1991Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROEHL & YI INVESTMENT ADVISORS, LLC

CRD 109258 · SEC 801-56145

AUM

$810M

Regulatory assets under management

Employees

1,631 client accounts

Services offered by ROEHL & YI INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROEHL & YI INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Henry Roehl offer?

Thomas Henry Roehl specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in EUGENE, Oregon for a consultation.

What are Thomas Henry Roehl's credentials?

Thomas Henry Roehl holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Henry Roehl located?

Thomas Henry Roehl is based in EUGENE, Oregon, working with ROEHL & YI INVESTMENT ADVISORS, LLC. Their office serves clients in the EUGENE metropolitan area and surrounding communities.

How does Thomas Henry Roehl charge for services?

Thomas Henry Roehl's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROEHL & YI INVESTMENT ADVISORS, LLC?

ROEHL & YI INVESTMENT ADVISORS, LLC has approximately 16 employees and manages $810M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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