Unclaimed Profile

Gwendolyn Sue O'connell

O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC·EUGENE, Oregon

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record19 years registeredO'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC

4710 VILLAGE PLAZE LOOP, EUGENE, OR 97401CRD# 4326521Firm CRD# 290254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gwendolyn Sue O'connell · EUGENE, OR

Registration

CRD #4326521 · O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

GO WEALTH MANAGEMENT

Nov 2017 – present

CENTAURUS FINANCIAL, INC.

Oct 2012 – Oct 2017

EUGENE, OR

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

Nov 2009 – Oct 2012

EUGENE, OR

ING FINANCIAL PARTNERS, INC

Jul 2007 – Nov 2009

EUGENE, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 19, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC

CRD 290254 · SEC 801-123534

AUM

$122M

Regulatory assets under management

Employees

368 client accounts

Services offered by O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Gwendolyn Sue O'connell offer?

Gwendolyn Sue O'connell specializes in Financial Planning, Investment Management. Contact their office in EUGENE, Oregon for a consultation.

What are Gwendolyn Sue O'connell's credentials?

Gwendolyn Sue O'connell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gwendolyn Sue O'connell located?

Gwendolyn Sue O'connell is based in EUGENE, Oregon, working with O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC. Their office serves clients in the EUGENE metropolitan area and surrounding communities.

How does Gwendolyn Sue O'connell charge for services?

Gwendolyn Sue O'connell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC?

O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC has approximately 7 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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