Unclaimed Profile

Wai Ngan Henry Yu

SUMMA GLOBAL ADVISORS, LLC·CLACKAMAS, Oregon

Series 7, Series 63, Series 65Clean record20 years registeredSUMMA GLOBAL ADVISORS, LLC

12901 SE 97TH AVE, CLACKAMAS, OR 97015CRD# 5194234Firm CRD# 148713

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wai Ngan Henry Yu · CLACKAMAS, OR

Registration

CRD #5194234 · SUMMA GLOBAL ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

SUMMA GLOBAL ADVISORS, LLC

Oct 2009 – present

COLDSTREAM CAPITAL MANAGEMENT INC

Jul 2006 – Aug 2009

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 27, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMA GLOBAL ADVISORS, LLC

CRD 148713 · SEC 801-71249

AUM

$139M

Regulatory assets under management

Employees

353 client accounts

Services offered by SUMMA GLOBAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMA GLOBAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Wai Ngan Henry Yu offer?

Wai Ngan Henry Yu specializes in Financial Planning, Investment Management. Contact their office in CLACKAMAS, Oregon for a consultation.

What are Wai Ngan Henry Yu's credentials?

Wai Ngan Henry Yu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wai Ngan Henry Yu located?

Wai Ngan Henry Yu is based in CLACKAMAS, Oregon, working with SUMMA GLOBAL ADVISORS, LLC. Their office serves clients in the CLACKAMAS metropolitan area and surrounding communities.

How does Wai Ngan Henry Yu charge for services?

Wai Ngan Henry Yu's firm is compensated through percentage of aum, other: financial planning -- flat or hourly fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMA GLOBAL ADVISORS, LLC?

SUMMA GLOBAL ADVISORS, LLC has approximately 2 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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