Unclaimed Profile

Mary Shepard Brooks

INVERA WEALTH ADVISORS LLC·BEND, Oregon

SIE, Series 7, Series 63, Series 6529 years registeredINVERA WEALTH ADVISORS LLC

2325 NW LOLO DRIVE, BEND, OR 97703CRD# 1247072Firm CRD# 323792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Shepard Brooks · BEND, OR

Registration

CRD #1247072 · INVERA WEALTH ADVISORS LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INVERA WEALTH ADVISORS LLC

INVERA WEALTH ADVISORS LLC

Nov 2022 – Jul 2025

Walnut Creek, CA

RAYMOND JAMES & ASSOCIATES, INC.

Apr 2009 – Dec 2022

Walnut Creek, CA

CITIGROUP GLOBAL MARKETS INC.

Jul 1997 – Apr 2009

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INVERA WEALTH ADVISORS LLC

CRD 323792 · SEC 801-126833

AUM

$239M

Regulatory assets under management

Employees

575 client accounts

Services offered by INVERA WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INVERA WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Mary Shepard Brooks offer?

Mary Shepard Brooks specializes in Financial Planning, Investment Management.

What are Mary Shepard Brooks's credentials?

Mary Shepard Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Shepard Brooks located?

Mary Shepard Brooks is based in BEND, Oregon, last registered with INVERA WEALTH ADVISORS LLC.

How does Mary Shepard Brooks charge for services?

Mary Shepard Brooks's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVERA WEALTH ADVISORS LLC?

INVERA WEALTH ADVISORS LLC has approximately 4 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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