Unclaimed Profile

John Paul Harrigan

ASCENT CAPITAL MANAGEMENT, LLC·BEND, Oregon

Series 65Clean record21 years registeredASCENT CAPITAL MANAGEMENT, LLC

2796 NW CLEARWATER DR., BEND, OR 97703CRD# 4802034Firm CRD# 131423

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Paul Harrigan · BEND, OR

Registration

CRD #4802034 · ASCENT CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASCENT CAPITAL MANAGEMENT, LLC

ASCENT CAPITAL MANAGEMENT, LLC

Nov 2004 – Apr 2018

Bend, OR

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 8, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASCENT CAPITAL MANAGEMENT, LLC

CRD 131423 · SEC 801-63211

AUM

$391M

Regulatory assets under management

Employees

1,094 client accounts

Services offered by ASCENT CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASCENT CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Paul Harrigan offer?

John Paul Harrigan specializes in Financial Planning, Investment Management.

What are John Paul Harrigan's credentials?

John Paul Harrigan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Paul Harrigan located?

John Paul Harrigan is based in BEND, Oregon, last registered with ASCENT CAPITAL MANAGEMENT, LLC.

How does John Paul Harrigan charge for services?

John Paul Harrigan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASCENT CAPITAL MANAGEMENT, LLC?

ASCENT CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $391M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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