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James Jeffrey Auxier

AUXIER ASSET MANAGEMENT LLC·AURORA, Oregon
SIE, Series 3, Series 7, Series 63, Series 6528 years registeredAUXIER ASSET MANAGEMENT LLC
15668 NE EILERS RD, AURORA, OR 97002CRD# 1085665Firm CRD# 107980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Jeffrey Auxier · AURORA, OR
Registration
CRD #1085665 · AUXIER ASSET MANAGEMENT LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

Jul 1998present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · July 13, 1998
Years registered · 28
03

Disclosure History

1998Customer Dispute·Denied
1998Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
AUXIER ASSET MANAGEMENT LLC
CRD 107980 · SEC 801-55757
AUM
$832M
Regulatory assets under management
Employees
12
504 client accounts
Services offered by AUXIER ASSET MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Introduction

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05

Frequently Asked Questions

What services does James Jeffrey Auxier offer?
James Jeffrey Auxier specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in AURORA, Oregon for a consultation.
What are James Jeffrey Auxier's credentials?
James Jeffrey Auxier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Jeffrey Auxier located?
James Jeffrey Auxier is based in AURORA, Oregon, working with AUXIER ASSET MANAGEMENT LLC. Their office serves clients in the AURORA metropolitan area and surrounding communities.
How does James Jeffrey Auxier charge for services?
James Jeffrey Auxier's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUXIER ASSET MANAGEMENT LLC?
AUXIER ASSET MANAGEMENT LLC has approximately 12 employees and manages $832M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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