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Ronald Alan Brown

J M BROWN & ASSOCIATES, INC.·TULSA, Oklahoma
SIE, Series 7, Series 63, Series 65, Series 99TOClean record20 years registeredJ M BROWN & ASSOCIATES, INC.
7060 S. YALE, TULSA, OK 74136-5740CRD# 2172320Firm CRD# 118427

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ronald Alan Brown · TULSA, OK
Registration
CRD #2172320 · J M BROWN & ASSOCIATES, INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

J M BROWN FINANCIAL PARTNERS
Nov 2005 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Series 99TO
Registration record
First registered · November 14, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
J M BROWN & ASSOCIATES, INC.
CRD 118427 · SEC 801-130747
AUM
$120M
Regulatory assets under management
Employees
7
716 client accounts
Services offered by J M BROWN & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at J M BROWN & ASSOCIATES, INC. →
Introduction

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05

Frequently Asked Questions

What services does Ronald Alan Brown offer?
Ronald Alan Brown specializes in Financial Planning, Investment Management. Contact their office in TULSA, Oklahoma for a consultation.
What are Ronald Alan Brown's credentials?
Ronald Alan Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ronald Alan Brown located?
Ronald Alan Brown is based in TULSA, Oklahoma, working with J M BROWN & ASSOCIATES, INC.. Their office serves clients in the TULSA metropolitan area and surrounding communities.
How does Ronald Alan Brown charge for services?
Ronald Alan Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J M BROWN & ASSOCIATES, INC.?
J M BROWN & ASSOCIATES, INC. has approximately 7 employees and manages $120M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at J M BROWN & ASSOCIATES, INC.

James Martin Brown
TULSA, OK

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Research
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