Unclaimed Profile

James Martin Brown

J M BROWN & ASSOCIATES, INC.·TULSA, Oklahoma

Series 7, Series 63, Series 65Clean record24 years registeredJ M BROWN & ASSOCIATES, INC.

7060 S. YALE, TULSA, OK 74136-5740CRD# 1534795Firm CRD# 118427

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Martin Brown · TULSA, OK

Registration

CRD #1534795 · J M BROWN & ASSOCIATES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: J M BROWN & ASSOCIATES, INC.

J M BROWN FINANCIAL PARTNERS

Feb 2002 – Mar 2023

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 20, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J M BROWN & ASSOCIATES, INC.

CRD 118427 · SEC 801-130747

AUM

$120M

Regulatory assets under management

Employees

716 client accounts

Services offered by J M BROWN & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at J M BROWN & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does James Martin Brown offer?

James Martin Brown specializes in Financial Planning, Investment Management.

What are James Martin Brown's credentials?

James Martin Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Martin Brown located?

James Martin Brown is based in TULSA, Oklahoma, last registered with J M BROWN & ASSOCIATES, INC..

How does James Martin Brown charge for services?

James Martin Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J M BROWN & ASSOCIATES, INC.?

J M BROWN & ASSOCIATES, INC. has approximately 7 employees and manages $120M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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