Unclaimed Profile

Monty Wayne Dossman

DRAWBRIDGE CAPITAL, LLC·TULSA, Oklahoma

Series 6, Series 7, Series 24, Series 26, Series 63, Series 6523 years registeredDRAWBRIDGE CAPITAL, LLC

7134 S.YALE AVE, TULSA, OK 74136CRD# 1300447Firm CRD# 128636

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Monty Wayne Dossman · TULSA, OK

Registration

CRD #1300447 · DRAWBRIDGE CAPITAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

DRAWBRIDGE CAPITAL

Dec 2023 – present

DRAWBRIDGE CAPITAL

Apr 2021 – Jan 2022

TULSA, OK

REGENT FINANCIAL SERVICES, INC.

Apr 2004 – Dec 2011

TULSA, OK

LPL FINANCIAL LLC

Aug 2003 – Jun 2012

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · August 12, 2003

Years registered · 23

Disclosure History

2022Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

DRAWBRIDGE CAPITAL, LLC

CRD 128636 · SEC 801-115050

AUM

$162M

Regulatory assets under management

Employees

907 client accounts

Services offered by DRAWBRIDGE CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DRAWBRIDGE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Monty Wayne Dossman offer?

Monty Wayne Dossman specializes in Financial Planning, Investment Management. Contact their office in TULSA, Oklahoma for a consultation.

What are Monty Wayne Dossman's credentials?

Monty Wayne Dossman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Monty Wayne Dossman located?

Monty Wayne Dossman is based in TULSA, Oklahoma, working with DRAWBRIDGE CAPITAL, LLC. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Monty Wayne Dossman charge for services?

Monty Wayne Dossman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DRAWBRIDGE CAPITAL, LLC?

DRAWBRIDGE CAPITAL, LLC has approximately 13 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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