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Richard Howorth Parry

TOM JOHNSON INVESTMENT MANAGEMENT, LLC·OKLAHOMA CITY, Oklahoma
Series 6, Series 63, Series 65Clean record33 years registeredTOM JOHNSON INVESTMENT MANAGEMENT, LLC
201 ROBERT S. KERR, SUITE 510, OKLAHOMA CITY, OK 73102-4202CRD# 2022452Firm CRD# 104511

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Howorth Parry · OKLAHOMA CITY, OK
Registration
CRD #2022452 · TOM JOHNSON INVESTMENT MANAGEMENT, LLC · 33 years registered
Brand Profile
Not yet started
01

Career History

TOM JOHNSON INVESTMENT MANAGEMENT, LLC
Nov 1992 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 63
Series 65
Registration record
First registered · November 13, 1992
Years registered · 33
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TOM JOHNSON INVESTMENT MANAGEMENT, LLC
CRD 104511 · SEC 801-42549
AUM
$1.5B
Regulatory assets under management
Employees
11
5,627 client accounts
Services offered by TOM JOHNSON INVESTMENT MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TOM JOHNSON INVESTMENT MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Richard Howorth Parry offer?
Richard Howorth Parry specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.
What are Richard Howorth Parry's credentials?
Richard Howorth Parry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Howorth Parry located?
Richard Howorth Parry is based in OKLAHOMA CITY, Oklahoma, working with TOM JOHNSON INVESTMENT MANAGEMENT, LLC. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.
How does Richard Howorth Parry charge for services?
Richard Howorth Parry's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TOM JOHNSON INVESTMENT MANAGEMENT, LLC?
TOM JOHNSON INVESTMENT MANAGEMENT, LLC has approximately 11 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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