Unclaimed Profile

Jeffrey Rouk James

PROSPERA PRIVATE WEALTH, LLC·OKLAHOMA CITY, Oklahoma

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record26 years registeredPROSPERA PRIVATE WEALTH, LLC

4727 GAILLARDIA PARKWAY, OKLAHOMA CITY, OK 73142CRD# 3210356Firm CRD# 313573

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Rouk James · OKLAHOMA CITY, OK

Registration

CRD #3210356 · PROSPERA PRIVATE WEALTH, LLC · 26 years registered

Brand Profile

Not yet started

Career History

FOURPATH CAPITAL MANAGEMENT, LLC

Jul 2021 – present

WELLS FARGO CLEARING SERVICES, LLC

Aug 2005 – Jul 2021

EDMOND, OK

CITIGROUP GLOBAL MARKETS INC.

Oct 1999 – Aug 2005

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · October 28, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROSPERA PRIVATE WEALTH, LLC

CRD 313573 · SEC 801-120960

AUM

$470M

Regulatory assets under management

Employees

1,279 client accounts

Services offered by PROSPERA PRIVATE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROSPERA PRIVATE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Rouk James offer?

Jeffrey Rouk James specializes in Financial Planning, Investment Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.

What are Jeffrey Rouk James's credentials?

Jeffrey Rouk James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Rouk James located?

Jeffrey Rouk James is based in OKLAHOMA CITY, Oklahoma, working with PROSPERA PRIVATE WEALTH, LLC. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.

How does Jeffrey Rouk James charge for services?

Jeffrey Rouk James's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROSPERA PRIVATE WEALTH, LLC?

PROSPERA PRIVATE WEALTH, LLC has approximately 3 employees and manages $470M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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