Unclaimed Profile

Carol Ringrose Alexander

RETIREMENT INVESTMENT ADVISORS INC·OKLAHOMA CITY, Oklahoma

Series 3, Series 7, Series 63, Series 65Clean record25 years registeredRETIREMENT INVESTMENT ADVISORS INC

2925 UNITED FOUNDERS BLVD, OKLAHOMA CITY, OK 73112CRD# 4241259Firm CRD# 106316

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Ringrose Alexander · OKLAHOMA CITY, OK

Registration

CRD #4241259 · RETIREMENT INVESTMENT ADVISORS INC · 25 years registered

Brand Profile

Not yet started

Career History

RETIREMENT INVESTMENT ADVISORS INC

Oct 2003 – present

PRUDENTIAL SECURITIES INCORPORATED

Feb 2001 – Jun 2002

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · February 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RETIREMENT INVESTMENT ADVISORS INC

CRD 106316 · SEC 801-43702

AUM

$1.1B

Regulatory assets under management

Employees

1,335 client accounts

Services offered by RETIREMENT INVESTMENT ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RETIREMENT INVESTMENT ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Carol Ringrose Alexander offer?

Carol Ringrose Alexander specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.

What are Carol Ringrose Alexander's credentials?

Carol Ringrose Alexander is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Ringrose Alexander located?

Carol Ringrose Alexander is based in OKLAHOMA CITY, Oklahoma, working with RETIREMENT INVESTMENT ADVISORS INC. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.

How does Carol Ringrose Alexander charge for services?

Carol Ringrose Alexander's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RETIREMENT INVESTMENT ADVISORS INC?

RETIREMENT INVESTMENT ADVISORS INC has approximately 20 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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