Unclaimed Profile

Theodore John Hughes

HUGHES WARREN, INC.·EDMOND, Oklahoma

Series 65Clean record23 years registeredHUGHES WARREN, INC.

16350 MUIRFIELD PLACE, EDMOND, OK 73013CRD# 4564055Firm CRD# 145570

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Theodore John Hughes · EDMOND, OK

Registration

CRD #4564055 · HUGHES WARREN, INC. · 23 years registered

Brand Profile

Not yet started

Career History

HUGHES WARREN, INC.

Nov 2007 – present

RETIREMENT INVESTMENT ADVISORS INC

Aug 2002 – Dec 2007

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 27, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HUGHES WARREN, INC.

CRD 145570 · SEC 801-113240

AUM

$159M

Regulatory assets under management

Employees

757 client accounts

Services offered by HUGHES WARREN, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HUGHES WARREN, INC. →

Introduction

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Frequently Asked Questions

What services does Theodore John Hughes offer?

Theodore John Hughes specializes in Financial Planning, Investment Management. Contact their office in EDMOND, Oklahoma for a consultation.

What are Theodore John Hughes's credentials?

Theodore John Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Theodore John Hughes located?

Theodore John Hughes is based in EDMOND, Oklahoma, working with HUGHES WARREN, INC.. Their office serves clients in the EDMOND metropolitan area and surrounding communities.

How does Theodore John Hughes charge for services?

Theodore John Hughes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HUGHES WARREN, INC.?

HUGHES WARREN, INC. has approximately 6 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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