Unclaimed Profile

Gary Alan Shaw

SHAW FINANCIAL SERVICES, LLC·EDMOND, Oklahoma

SIE, Series 6, Series 63, Series 65Clean record18 years registeredSHAW FINANCIAL SERVICES, LLC

2901 SOUTH BRYANT AVENUE, EDMOND, OK 73013CRD# 4915814Firm CRD# 306480

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Alan Shaw · EDMOND, OK

Registration

CRD #4915814 · SHAW FINANCIAL SERVICES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SHAW FINANCIAL SERVICES, LLC

LINCOLN FINANCIAL SECURITIES CORPORATION

Jan 2009 – Dec 2009

EDMOND, OK

FINANCIAL NETWORK INVESTMENT CORPORATION

Feb 2008 – Jan 2009

EDMOND, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · February 19, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORGE FINANCIAL SERVICES, LLC

CRD 306480 · SEC 801-117938

AUM

$1.0B

Regulatory assets under management

Employees

6,173 client accounts

Services offered by FORGE FINANCIAL SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FORGE FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Alan Shaw offer?

Gary Alan Shaw specializes in Investment Management, Fee-Only Advisory.

What are Gary Alan Shaw's credentials?

Gary Alan Shaw is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Alan Shaw located?

Gary Alan Shaw is based in EDMOND, Oklahoma, last registered with SHAW FINANCIAL SERVICES, LLC.

How does Gary Alan Shaw charge for services?

Gary Alan Shaw's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHAW FINANCIAL SERVICES, LLC?

SHAW FINANCIAL SERVICES, LLC has approximately 14 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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