Unclaimed Profile

David Michael Pintaric

WRP INVESTMENTS, INC.·YOUNGSTOWN, Ohio

SIE, Series 4, Series 7, Series 24, Series 27, Series 63, Series 6511 years registeredWRP INVESTMENTS, INC.

4407 BELMONT AVE, YOUNGSTOWN, OH 44505CRD# 1605115Firm CRD# 7365

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Michael Pintaric · YOUNGSTOWN, OH

Registration

CRD #1605115 · WRP INVESTMENTS, INC. · 11 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jun 2024 – present

SECURITIES AMERICA ADVISORS, INC.

Sep 2019 – Jun 2024

YOUNGSTOWN, OH

SA STONE INVESTMENT ADVISORS INC.

Jan 2015 – Jul 2019

Youngstown, OH

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Dec 2014 – Jan 2015

YOUNGSTOWN, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · December 16, 2014

Years registered · 11

Disclosure History

2016Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

CRD 7365 · SEC 801-39365

AUM

$462M

Regulatory assets under management

Employees

335

3,594 client accounts

Services offered by STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other advisory services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does David Michael Pintaric offer?

David Michael Pintaric specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in YOUNGSTOWN, Ohio for a consultation.

What are David Michael Pintaric's credentials?

David Michael Pintaric is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Michael Pintaric located?

David Michael Pintaric is based in YOUNGSTOWN, Ohio, working with WRP INVESTMENTS, INC.. Their office serves clients in the YOUNGSTOWN metropolitan area and surrounding communities.

How does David Michael Pintaric charge for services?

David Michael Pintaric's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WRP INVESTMENTS, INC.?

WRP INVESTMENTS, INC. has approximately 335 employees and manages $462M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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