Unclaimed Profile

Daniel Joseph Rossi

FEIC FINANCIAL INC.·YOUNGSTOWN, Ohio

Series 6, Series 26, Series 63, Series 6524 years registeredFEIC FINANCIAL INC.

147 FEDERAL PLAZA WEST, YOUNGSTOWN, OH 44503CRD# 1190774Firm CRD# 25545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Joseph Rossi · YOUNGSTOWN, OH

Registration

CRD #1190774 · FEIC FINANCIAL INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FEIC FINANCIAL INC.

FEIC FINANCIAL INC.

Jan 2007 – Dec 2021

YOUNGSTOWN, OH

FEIC FINANCIAL, LLC

Sep 2006 – Dec 2006

WEST YOUNGSTOWN, OH

CREATIVE FINANCIAL DESIGNS, INC.

Oct 2005 – Dec 2006

YOUNGSTOWN, OH

BLUE VASE SECURITIES, LLC

Jul 2002 – Nov 2005

YOUNGSTOWN, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · July 26, 2002

Years registered · 24

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FEIC FINANCIAL INC.

CRD 25545 · SEC 801-67034

AUM

$39M

Regulatory assets under management

Employees

581 client accounts

Services offered by FEIC FINANCIAL INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FEIC FINANCIAL INC. →

Introduction

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Frequently Asked Questions

What services does Daniel Joseph Rossi offer?

Daniel Joseph Rossi specializes in Financial Planning, Investment Management.

What are Daniel Joseph Rossi's credentials?

Daniel Joseph Rossi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Joseph Rossi located?

Daniel Joseph Rossi is based in YOUNGSTOWN, Ohio, last registered with FEIC FINANCIAL INC..

How does Daniel Joseph Rossi charge for services?

Daniel Joseph Rossi's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FEIC FINANCIAL INC.?

FEIC FINANCIAL INC. has approximately 6 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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