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Mark Elliott Backes

OBS FINANCIAL SERVICES, INC.·WHITEHOUSE, Ohio
SIE, Series 7, Series 24, Series 6314 years registeredOBS FINANCIAL SERVICES, INC.
10200 WATERVILLE STREET, WHITEHOUSE, OH 43571CRD# 4102325Firm CRD# 138615

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Elliott Backes · WHITEHOUSE, OH
Registration
CRD #4102325 · OBS FINANCIAL SERVICES, INC. · 14 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: OBS FINANCIAL SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
May 2020 – Jan 2026
FORT MYERS, FL
OBS FINANCIAL SERVICES, INC.
May 2012 – Nov 2012
CONCORD, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Registration record
First registered · May 10, 2012
Years registered · 14
03

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
OBS FINANCIAL SERVICES, INC.
CRD 138615 · SEC 801-65110
AUM
$1.9B
Regulatory assets under management
Employees
29
4,642 client accounts
Services offered by OBS FINANCIAL SERVICES, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at OBS FINANCIAL SERVICES, INC. →
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05

Frequently Asked Questions

What services does Mark Elliott Backes offer?
Mark Elliott Backes specializes in Investment Management, Wealth Management.
What are Mark Elliott Backes's credentials?
Mark Elliott Backes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Elliott Backes located?
Mark Elliott Backes is based in WHITEHOUSE, Ohio, last registered with OBS FINANCIAL SERVICES, INC..
How does Mark Elliott Backes charge for services?
Mark Elliott Backes's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OBS FINANCIAL SERVICES, INC.?
OBS FINANCIAL SERVICES, INC. has approximately 29 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at OBS FINANCIAL SERVICES, INC.

John Weldon Henry
PERRYSBURG, OH

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