Unclaimed Profile

Phillip Michael Valley

EASTWIND CAPITAL, LLC·WESTERVILLE, Ohio

SIE, Series 6, Series 7, Series 6624 years registeredEASTWIND CAPITAL, LLC

921 EASTWIND DRIVE, SUITE 101, WESTERVILLE, OH 43081CRD# 2748315Firm CRD# 146957

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip Michael Valley · WESTERVILLE, OH

Registration

CRD #2748315 · EASTWIND CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

EASTWIND CAPITAL WEALTH MANAGEMENT

Jun 2008 – present

WALL STREET FINANCIAL GROUP, INC

Sep 2006 – Dec 2008

WESTERVILLE, OH

GENEOS WEALTH MANAGEMENT, INC.

May 2005 – Sep 2006

WESTERVILLE, OH

BRECEK & YOUNG ADVISORS, INC.

Oct 2001 – May 2005

COLUMBUS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 66

Registration record

First registered · October 10, 2001

Years registered · 24

Disclosure History

1989Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

EASTWIND CAPITAL, LLC

CRD 146957 · SEC 801-69213

AUM

$52M

Regulatory assets under management

Employees

675 client accounts

Services offered by EASTWIND CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EASTWIND CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Phillip Michael Valley offer?

Phillip Michael Valley specializes in Financial Planning, Investment Management. Contact their office in WESTERVILLE, Ohio for a consultation.

What are Phillip Michael Valley's credentials?

Phillip Michael Valley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip Michael Valley located?

Phillip Michael Valley is based in WESTERVILLE, Ohio, working with EASTWIND CAPITAL, LLC. Their office serves clients in the WESTERVILLE metropolitan area and surrounding communities.

How does Phillip Michael Valley charge for services?

Phillip Michael Valley's firm is compensated through percentage of aum, hourly charges, other: third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EASTWIND CAPITAL, LLC?

EASTWIND CAPITAL, LLC has approximately 11 employees and manages $52M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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