Unclaimed Profile

Daniel Edward Wolford

SWISHER FINANCIAL CONCEPTS, INC.·WESTERVILLE, Ohio

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record23 years registeredSWISHER FINANCIAL CONCEPTS, INC.

612 OFFICE PARKWAY, WESTERVILLE, OH 43082CRD# 2886642Firm CRD# 121384

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Edward Wolford · WESTERVILLE, OH

Registration

CRD #2886642 · SWISHER FINANCIAL CONCEPTS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

SWISHER FINANCIAL CONCEPTS, INC.

Oct 2002 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 11, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWISHER FINANCIAL CONCEPTS, INC.

CRD 121384 · SEC 801-115211

AUM

$223M

Regulatory assets under management

Employees

1,244 client accounts

Services offered by SWISHER FINANCIAL CONCEPTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SWISHER FINANCIAL CONCEPTS, INC. →

Introduction

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Frequently Asked Questions

What services does Daniel Edward Wolford offer?

Daniel Edward Wolford specializes in Financial Planning, Investment Management. Contact their office in WESTERVILLE, Ohio for a consultation.

What are Daniel Edward Wolford's credentials?

Daniel Edward Wolford holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Edward Wolford located?

Daniel Edward Wolford is based in WESTERVILLE, Ohio, working with SWISHER FINANCIAL CONCEPTS, INC.. Their office serves clients in the WESTERVILLE metropolitan area and surrounding communities.

How does Daniel Edward Wolford charge for services?

Daniel Edward Wolford's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWISHER FINANCIAL CONCEPTS, INC.?

SWISHER FINANCIAL CONCEPTS, INC. has approximately 7 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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