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Stephanie Marie Maloof

EF HUTTON INVESTMENTS LLC·SPRINGFIELD, Ohio
SIE, Series 7, Series 24, Series 63Clean record9 years registeredEF HUTTON INVESTMENTS LLC
ONE MAIN STREET, SPRINGFIELD, OH 45502CRD# 5428433Firm CRD# 285108

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephanie Marie Maloof · SPRINGFIELD, OH
Registration
CRD #5428433 · EF HUTTON INVESTMENTS LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: EF HUTTON INVESTMENTS LLC
EF HUTTON INVESTMENTS LLC
Jun 2017 – Mar 2018
Sprindfield, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Registration record
First registered · June 8, 2017
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
EF HUTTON INVESTMENTS LLC
CRD 285108 · SEC 801-108464
AUM
—
Regulatory assets under management
Employees
2
Total firm employees
Services offered by EF HUTTON INVESTMENTS LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at EF HUTTON INVESTMENTS LLC →
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05

Frequently Asked Questions

What services does Stephanie Marie Maloof offer?
Stephanie Marie Maloof specializes in Investment Management, Wealth Management.
What are Stephanie Marie Maloof's credentials?
Stephanie Marie Maloof is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephanie Marie Maloof located?
Stephanie Marie Maloof is based in SPRINGFIELD, Ohio, last registered with EF HUTTON INVESTMENTS LLC.
How does Stephanie Marie Maloof charge for services?
Stephanie Marie Maloof's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EF HUTTON INVESTMENTS LLC?
EF HUTTON INVESTMENTS LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at EF HUTTON INVESTMENTS LLC

Dennis Scott Dockins
SPRINGFIELD, OH

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