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Dennis Scott Dockins

EF HUTTON INVESTMENTS LLC·SPRINGFIELD, Ohio
SIE, Series 6, Series 7, Series 9, Series 10, Series 66Clean record7 years registeredEF HUTTON INVESTMENTS LLC
ONE MAIN STREET, SPRINGFIELD, OH 45502CRD# 5114811Firm CRD# 285108

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dennis Scott Dockins · SPRINGFIELD, OH
Registration
CRD #5114811 · EF HUTTON INVESTMENTS LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: EF HUTTON INVESTMENTS LLC
EF HUTTON INVESTMENTS LLC
Dec 2018 – Dec 2019
Springfield, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 9
Series 10
Series 66
Registration record
First registered · December 14, 2018
Years registered · 7
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
EF HUTTON INVESTMENTS LLC
CRD 285108 · SEC 801-108464
AUM
—
Regulatory assets under management
Employees
2
Total firm employees
Services offered by EF HUTTON INVESTMENTS LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at EF HUTTON INVESTMENTS LLC →
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05

Frequently Asked Questions

What services does Dennis Scott Dockins offer?
Dennis Scott Dockins specializes in Investment Management, Wealth Management.
What are Dennis Scott Dockins's credentials?
Dennis Scott Dockins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dennis Scott Dockins located?
Dennis Scott Dockins is based in SPRINGFIELD, Ohio, last registered with EF HUTTON INVESTMENTS LLC.
How does Dennis Scott Dockins charge for services?
Dennis Scott Dockins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EF HUTTON INVESTMENTS LLC?
EF HUTTON INVESTMENTS LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at EF HUTTON INVESTMENTS LLC

Stephanie Marie Maloof
SPRINGFIELD, OH

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