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Stevan Michael Vaughan

FINANCIAL COUNSELING, INC.·SPRINGBORO, Ohio
SIE, Series 6, Series 26, Series 62, Series 66Clean record23 years registeredFINANCIAL COUNSELING, INC.
582 N. MAIN ST., SPRINGBORO, OH 45066CRD# 2488424Firm CRD# 119969

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stevan Michael Vaughan · SPRINGBORO, OH
Registration
CRD #2488424 · FINANCIAL COUNSELING, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

FINANCIAL COUNSELING, INC.
Jun 2003 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 26
Series 62
Series 66
Registration record
First registered · June 6, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FINANCIAL COUNSELING, INC.
CRD 119969 · SEC 801-114518
AUM
$90M
Regulatory assets under management
Employees
2
693 client accounts
Services offered by FINANCIAL COUNSELING, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FINANCIAL COUNSELING, INC. →
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Frequently Asked Questions

What services does Stevan Michael Vaughan offer?
Stevan Michael Vaughan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGBORO, Ohio for a consultation.
What are Stevan Michael Vaughan's credentials?
Stevan Michael Vaughan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stevan Michael Vaughan located?
Stevan Michael Vaughan is based in SPRINGBORO, Ohio, working with FINANCIAL COUNSELING, INC.. Their office serves clients in the SPRINGBORO metropolitan area and surrounding communities.
How does Stevan Michael Vaughan charge for services?
Stevan Michael Vaughan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL COUNSELING, INC.?
FINANCIAL COUNSELING, INC. has approximately 2 employees and manages $90M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FINANCIAL COUNSELING, INC.

Arvin Maynard Vaughan
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