Unclaimed Profile

Arvin Maynard Vaughan

FINANCIAL COUNSELING, INC.·SPRINGBORO, Ohio

Series 1, Series 24, Series 63Clean record23 years registeredFINANCIAL COUNSELING, INC.

582 N. MAIN ST., SPRINGBORO, OH 45066CRD# 453720Firm CRD# 119969

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arvin Maynard Vaughan · SPRINGBORO, OH

Registration

CRD #453720 · FINANCIAL COUNSELING, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL COUNSELING, INC.

FINANCIAL COUNSELING, INC.

Jun 2003 – Nov 2018

CENTERVILLE, OH

Registrations & Exams

FINRA examinations passed

Series 1

Series 24

Series 63

Registration record

First registered · June 4, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL COUNSELING, INC.

CRD 119969 · SEC 801-114518

AUM

$90M

Regulatory assets under management

Employees

693 client accounts

Services offered by FINANCIAL COUNSELING, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL COUNSELING, INC. →

Introduction

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Frequently Asked Questions

What services does Arvin Maynard Vaughan offer?

Arvin Maynard Vaughan specializes in Financial Planning, Investment Management, Wealth Management.

What are Arvin Maynard Vaughan's credentials?

Arvin Maynard Vaughan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arvin Maynard Vaughan located?

Arvin Maynard Vaughan is based in SPRINGBORO, Ohio, last registered with FINANCIAL COUNSELING, INC..

How does Arvin Maynard Vaughan charge for services?

Arvin Maynard Vaughan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL COUNSELING, INC.?

FINANCIAL COUNSELING, INC. has approximately 2 employees and manages $90M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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