Unclaimed Profile

Scott Jeffrey Swain

FALMOUTH INVESTMENT COMPANY, INC.·SHAKER HEIGHTS, Ohio

Clean recordFALMOUTH INVESTMENT COMPANY, INC.

20820 CHARGIN BOULEVARD, SHAKER HEIGHTS, OH 44122CRD# 4009245Firm CRD# 122268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Jeffrey Swain · SHAKER HEIGHTS, OH

Registration

CRD #4009245 · FALMOUTH INVESTMENT COMPANY, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Scott Jeffrey Swain is a registered financial advisor based in SHAKER HEIGHTS, Ohio, affiliated with FALMOUTH INVESTMENT COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

NEW FALMOUTH, LLC

AUM

$519M

Regulatory assets under management

Employees

Total firm employees

View all advisors at NEW FALMOUTH, LLC →

Services

Pension consulting

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Other: FIXED ORGANIZATION FEES

Regulatory

SEC/IARD CRD# 4009245

Firm CRD# 122268

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Frequently Asked Questions

What services does Scott Jeffrey Swain offer?

Scott Jeffrey Swain specializes in Retirement Planning. Contact their office in SHAKER HEIGHTS, Ohio for a consultation.

What are Scott Jeffrey Swain's credentials?

Scott Jeffrey Swain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Jeffrey Swain located?

Scott Jeffrey Swain is based in SHAKER HEIGHTS, Ohio, working with FALMOUTH INVESTMENT COMPANY, INC.. Their office serves clients in the SHAKER HEIGHTS metropolitan area and surrounding communities.

How does Scott Jeffrey Swain charge for services?

Scott Jeffrey Swain's firm is compensated through percentage of aum, performance-based fees, other: fixed organization fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FALMOUTH INVESTMENT COMPANY, INC.?

FALMOUTH INVESTMENT COMPANY, INC. is a registered investment adviser with the SEC, managing $519M in regulatory assets under management. See their Form ADV for full details.

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