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Scott Jeffrey Swain

FALMOUTH INVESTMENT COMPANY, INC.·SHAKER HEIGHTS, Ohio
Unclaimed Profile
20820 CHARGIN BOULEVARD, SHAKER HEIGHTS, OH 44122CRD# 4009245Firm CRD# 122268
01

About

Scott Jeffrey Swain is a registered financial advisor based in SHAKER HEIGHTS, Ohio, affiliated with FALMOUTH INVESTMENT COMPANY, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
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Firm Overview

Firm
NEW FALMOUTH, LLC
NEW FALMOUTH, LLC
AUM
$519M
Regulatory assets under management
Employees
0
Total firm employees
View all advisors at NEW FALMOUTH, LLC →
Services
Pension consulting
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Performance-based fees
Other: FIXED ORGANIZATION FEES
Regulatory
SEC/IARD CRD# 4009245
Firm CRD# 122268
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Scott Jeffrey Swain offer?
Scott Jeffrey Swain specializes in Retirement Planning. Contact their office in SHAKER HEIGHTS, Ohio for a consultation.
What are Scott Jeffrey Swain's credentials?
Scott Jeffrey Swain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Jeffrey Swain located?
Scott Jeffrey Swain is based in SHAKER HEIGHTS, Ohio, working with FALMOUTH INVESTMENT COMPANY, INC.. Their office serves clients in the SHAKER HEIGHTS metropolitan area and surrounding communities.
How does Scott Jeffrey Swain charge for services?
Scott Jeffrey Swain's firm is compensated through percentage of aum, performance-based fees, other: fixed organization fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FALMOUTH INVESTMENT COMPANY, INC.?
FALMOUTH INVESTMENT COMPANY, INC. is a registered investment adviser with the SEC, managing $519M in regulatory assets under management. See their Form ADV for full details.
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Other advisors in SHAKER HEIGHTS
Neil Ray Waxman — CAPITAL ADVISORS, LTD., LLCPatrick T (mi Only) Hanratty — CAPITAL ADVISORS, LTD., LLCTerence Conway Sullivan — FALMOUTH INVESTMENT COMPANY, INC.Christine Louise Jemison — FALMOUTH INVESTMENT COMPANY, INC.Mark Anthony Ciulla — CAPITAL ADVISORS, LTD., LLC
Nearby cities in Ohio
CINCINNATI (755)CLEVELAND (395)COLUMBUS (392)BEACHWOOD (138)DUBLIN (93)
City Guides
CINCINNATI GuideCLEVELAND GuideCOLUMBUS GuideBEACHWOOD GuideDUBLIN Guide
Research
Advisor Fees in OhioNational Fee Analysis
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