Unclaimed Profile

Neil Ray Waxman

CAPITAL ADVISORS, LTD., LLC·SHAKER HEIGHTS, Ohio

Clean recordCAPITAL ADVISORS, LTD., LLC

20600 CHAGRIN BLVD SUITE 1115, SHAKER HEIGHTS, OH 44122CRD# 1219415Firm CRD# 153600

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil Ray Waxman · SHAKER HEIGHTS, OH

Registration

CRD #1219415 · CAPITAL ADVISORS, LTD., LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Neil Ray Waxman is a registered financial advisor based in SHAKER HEIGHTS, Ohio, affiliated with CAPITAL ADVISORS, LTD., LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

CAPITAL ADVISORS, LTD., LLC

AUM

$1.1B

Regulatory assets under management

Employees

Total firm employees

View all advisors at CAPITAL ADVISORS, LTD., LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1219415

Firm CRD# 153600

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Neil Ray Waxman offer?

Neil Ray Waxman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SHAKER HEIGHTS, Ohio for a consultation.

What are Neil Ray Waxman's credentials?

Neil Ray Waxman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neil Ray Waxman located?

Neil Ray Waxman is based in SHAKER HEIGHTS, Ohio, working with CAPITAL ADVISORS, LTD., LLC. Their office serves clients in the SHAKER HEIGHTS metropolitan area and surrounding communities.

How does Neil Ray Waxman charge for services?

Neil Ray Waxman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL ADVISORS, LTD., LLC?

CAPITAL ADVISORS, LTD., LLC has approximately 14 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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