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William Allen Smith

GREAT LAKES RETIREMENT, INC.·SANDUSKY, Ohio
Series 6, Series 66Clean record20 years registeredGREAT LAKES RETIREMENT, INC.
4604 TIMBER COMMONS DRIVE, SANDUSKY, OH 44870CRD# 2671372Firm CRD# 146608

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Allen Smith · SANDUSKY, OH
Registration
CRD #2671372 · GREAT LAKES RETIREMENT, INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

W.A. SMITH FINANCIAL GROUP
Apr 2008 – present
GREAT LAKES BENEFITS, INC. DBA GREAT LAKES BENEFITS AND R
May 2006 – Jul 2008
SANDUSKY, OH
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 66
Registration record
First registered · May 22, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GREAT LAKES RETIREMENT, INC.
CRD 146608 · SEC 801-110042
AUM
$777M
Regulatory assets under management
Employees
13
6,127 client accounts
Services offered by GREAT LAKES RETIREMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at GREAT LAKES RETIREMENT, INC. →
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05

Frequently Asked Questions

What services does William Allen Smith offer?
William Allen Smith specializes in Financial Planning, Investment Management. Contact their office in SANDUSKY, Ohio for a consultation.
What are William Allen Smith's credentials?
William Allen Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Allen Smith located?
William Allen Smith is based in SANDUSKY, Ohio, working with GREAT LAKES RETIREMENT, INC.. Their office serves clients in the SANDUSKY metropolitan area and surrounding communities.
How does William Allen Smith charge for services?
William Allen Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GREAT LAKES RETIREMENT, INC.?
GREAT LAKES RETIREMENT, INC. has approximately 13 employees and manages $777M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GREAT LAKES RETIREMENT, INC.

Andrew S Toccaceli
SANDUSKY, OH

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