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Andrew S Toccaceli

GREAT LAKES RETIREMENT, INC.·SANDUSKY, Ohio
Series 65Clean record12 years registeredGREAT LAKES RETIREMENT, INC.
4604 TIMBER COMMONS DRIVE, SANDUSKY, OH 44870CRD# 6250343Firm CRD# 146608

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew S Toccaceli · SANDUSKY, OH
Registration
CRD #6250343 · GREAT LAKES RETIREMENT, INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

W.A. SMITH FINANCIAL GROUP
Oct 2013 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 9, 2013
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GREAT LAKES RETIREMENT, INC.
CRD 146608 · SEC 801-110042
AUM
$777M
Regulatory assets under management
Employees
13
6,127 client accounts
Services offered by GREAT LAKES RETIREMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at GREAT LAKES RETIREMENT, INC. →
Introduction

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05

Frequently Asked Questions

What services does Andrew S Toccaceli offer?
Andrew S Toccaceli specializes in Financial Planning, Investment Management. Contact their office in SANDUSKY, Ohio for a consultation.
What are Andrew S Toccaceli's credentials?
Andrew S Toccaceli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew S Toccaceli located?
Andrew S Toccaceli is based in SANDUSKY, Ohio, working with GREAT LAKES RETIREMENT, INC.. Their office serves clients in the SANDUSKY metropolitan area and surrounding communities.
How does Andrew S Toccaceli charge for services?
Andrew S Toccaceli's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GREAT LAKES RETIREMENT, INC.?
GREAT LAKES RETIREMENT, INC. has approximately 13 employees and manages $777M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GREAT LAKES RETIREMENT, INC.

William Allen Smith
SANDUSKY, OH

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