Unclaimed Profile

David Paul Kocsis

PEAK WEALTH SOLUTIONS, INC.·PEPPER PIKE, Ohio

SIE, Series 6, Series 63Clean record18 years registeredPEAK WEALTH SOLUTIONS, INC.

30195 CHAGRIN BLVD., PEPPER PIKE, OH 44124CRD# 4203137Firm CRD# 127391

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Paul Kocsis · PEPPER PIKE, OH

Registration

CRD #4203137 · PEAK WEALTH SOLUTIONS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

PEAK WEALTH SOLUTIONS

Aug 2016 – present

LPL FINANCIAL LLC

Nov 2013 – Aug 2016

PEPPER PIKE, OH

PRIVATE ADVISOR GROUP, LLC

Nov 2013 – Jul 2016

PEPPER PIKE, OH

VALMARK ADVISERS, INC.

May 2008 – Nov 2013

WESTLAKE, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Registration record

First registered · May 23, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PEAK WEALTH SOLUTIONS, INC.

CRD 127391 · SEC 801-71071

AUM

$658M

Regulatory assets under management

Employees

2,012 client accounts

Services offered by PEAK WEALTH SOLUTIONS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PEAK WEALTH SOLUTIONS, INC. →

Introduction

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Frequently Asked Questions

What services does David Paul Kocsis offer?

David Paul Kocsis specializes in Financial Planning, Investment Management. Contact their office in PEPPER PIKE, Ohio for a consultation.

What are David Paul Kocsis's credentials?

David Paul Kocsis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Paul Kocsis located?

David Paul Kocsis is based in PEPPER PIKE, Ohio, working with PEAK WEALTH SOLUTIONS, INC.. Their office serves clients in the PEPPER PIKE metropolitan area and surrounding communities.

How does David Paul Kocsis charge for services?

David Paul Kocsis's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEAK WEALTH SOLUTIONS, INC.?

PEAK WEALTH SOLUTIONS, INC. has approximately 11 employees and manages $658M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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