Unclaimed Profile

Phillip Joel Riley

TMFS-TOLEDO, LLC·MAUMEE, Ohio

SIE, Series 6, Series 65Clean record17 years registeredTMFS-TOLEDO, LLC

475 W. DUSSEL DRIVE, MAUMEE, OH 43537CRD# 5079696Firm CRD# 138244

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip Joel Riley · MAUMEE, OH

Registration

CRD #5079696 · TMFS-TOLEDO, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TMFS-TOLEDO, LLC

THE RETIREMENT GUYS FORMULA

Dec 2021 – Jul 2023

MAUMEE, OH

COMMONWEALTH FINANCIAL NETWORK

Aug 2019 – Nov 2021

ANN ARBOR, MI

MML INVESTORS SERVICES, LLC

May 2017 – Dec 2017

MAUMEE, OH

THE MUTUAL FUND STORE

Jan 2009 – Apr 2016

MAUMEE, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 65

Registration record

First registered · January 14, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TMFS-TOLEDO, LLC

CRD 138244 · SEC 801-79839

AUM

$118M

Regulatory assets under management

Employees

865 client accounts

Services offered by TMFS-TOLEDO, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TMFS-TOLEDO, LLC →

Introduction

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Frequently Asked Questions

What services does Phillip Joel Riley offer?

Phillip Joel Riley specializes in Financial Planning, Investment Management.

What are Phillip Joel Riley's credentials?

Phillip Joel Riley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip Joel Riley located?

Phillip Joel Riley is based in MAUMEE, Ohio, last registered with TMFS-TOLEDO, LLC.

How does Phillip Joel Riley charge for services?

Phillip Joel Riley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TMFS-TOLEDO, LLC?

TMFS-TOLEDO, LLC has approximately 2 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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