Unclaimed Profile

James Robert Herrick

TFO WEALTH PARTNERS, LLC·MAUMEE, Ohio

Series 6, Series 7, Series 63Clean record20 years registeredTFO WEALTH PARTNERS, LLC

1440 ARROWHEAD DRIVE, MAUMEE, OH 43537CRD# 4952836Firm CRD# 124407

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Robert Herrick · MAUMEE, OH

Registration

CRD #4952836 · TFO WEALTH PARTNERS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

TFO WEALTH PARTNERS

Sep 2011 – present

ONE TO ONE, LLC

Nov 2016 – Mar 2019

MAUMEE, OH

WALNUT STREET SECURITIES, INC.

Apr 2006 – Sep 2011

TOLEDO, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Registration record

First registered · April 20, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TFO WEALTH PARTNERS, LLC

CRD 124407 · SEC 801-62074

AUM

$3.9B

Regulatory assets under management

Employees

4,670 client accounts

Services offered by TFO WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TFO WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does James Robert Herrick offer?

James Robert Herrick specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MAUMEE, Ohio for a consultation.

What are James Robert Herrick's credentials?

James Robert Herrick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Robert Herrick located?

James Robert Herrick is based in MAUMEE, Ohio, working with TFO WEALTH PARTNERS, LLC. Their office serves clients in the MAUMEE metropolitan area and surrounding communities.

How does James Robert Herrick charge for services?

James Robert Herrick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TFO WEALTH PARTNERS, LLC?

TFO WEALTH PARTNERS, LLC has approximately 65 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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