Unclaimed Profile

Mark M Tepper

SWP INVESTMENT MANAGEMENT LLC·INDEPENDENCE, Ohio

Series 6, Series 65Clean record18 years registeredSWP INVESTMENT MANAGEMENT LLC

5005 ROCKSIDE ROAD, INDEPENDENCE, OH 44131CRD# 4417859Firm CRD# 331314

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark M Tepper · INDEPENDENCE, OH

Registration

CRD #4417859 · SWP INVESTMENT MANAGEMENT LLC · 18 years registered

Brand Profile

Not yet started

Career History

SWP INVESTMENT MANAGEMENT LLC

May 2024 – present

STRATEGIC WEALTH PARTNERS, LTD.

Nov 2008 – present

PLANMEMBER SECURITIES CORPORATION

Jun 2008 – Nov 2008

SEVEN HILLS, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 65

Registration record

First registered · June 13, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWP INVESTMENT MANAGEMENT LLC

CRD 331314 · SEC 801-130403

AUM

$81M

Regulatory assets under management

Employees

1 client accounts

Services offered by SWP INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at SWP INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Mark M Tepper offer?

Mark M Tepper specializes in Investment Management, Fee-Only Advisory. Contact their office in INDEPENDENCE, Ohio for a consultation.

What are Mark M Tepper's credentials?

Mark M Tepper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark M Tepper located?

Mark M Tepper is based in INDEPENDENCE, Ohio, working with SWP INVESTMENT MANAGEMENT LLC. Their office serves clients in the INDEPENDENCE metropolitan area and surrounding communities.

How does Mark M Tepper charge for services?

Mark M Tepper's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWP INVESTMENT MANAGEMENT LLC?

SWP INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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