Unclaimed Profile

Joseph Anthony Lombardo

PRIM ADVISORS INC·INDEPENDENCE, Ohio

Series 7, Series 63, Series 6523 years registeredPRIM ADVISORS INC

6500 ROCKSIDE ROAD, INDEPENDENCE, OH 44131CRD# 1453769Firm CRD# 111686

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Anthony Lombardo · INDEPENDENCE, OH

Registration

CRD #1453769 · PRIM ADVISORS INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRIM ADVISORS INC

PRIM ADVISORS, INCORPORATED

Feb 2006 – May 2013

INDEPENDENCE, OH

PRIM ADVISORS, INCORPORATED

Apr 2003 – Dec 2004

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 2, 2003

Years registered · 23

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

PRIM ADVISORS INC

CRD 111686 · SEC 801-55225

AUM

$46M

Regulatory assets under management

Employees

261 client accounts

Services offered by PRIM ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRIM ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Joseph Anthony Lombardo offer?

Joseph Anthony Lombardo specializes in Financial Planning, Investment Management, Wealth Management.

What are Joseph Anthony Lombardo's credentials?

Joseph Anthony Lombardo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Anthony Lombardo located?

Joseph Anthony Lombardo is based in INDEPENDENCE, Ohio, last registered with PRIM ADVISORS INC.

How does Joseph Anthony Lombardo charge for services?

Joseph Anthony Lombardo's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of assets under management by subadvisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIM ADVISORS INC?

PRIM ADVISORS INC has approximately 1 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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