Unclaimed Profile

Joseph D Sprague

NATIONWIDE SECURITIES, LLC·GRANDVIEW HEIGHTS, Ohio

SIE, Series 6, Series 22, Series 26, Series 63, Series 65ChFCClean record21 years registeredNATIONWIDE SECURITIES, LLC

1050 YARD STREET BUILDING I, GRANDVIEW HEIGHTS, OH 43212CRD# 1063269Firm CRD# 11173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph D Sprague · GRANDVIEW HEIGHTS, OH

Registration

CRD #1063269 · NATIONWIDE SECURITIES, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NATIONWIDE SECURITIES, LLC

AIM PRIVATE ASSET MANAGEMENT

Jul 2005 – Dec 2005

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 22

Series 26

Series 63

Series 65

Registration record

First registered · July 1, 2005

Years registered · 21

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NATIONWIDE SECURITIES, LLC

CRD 11173 · SEC 801-69260

Employees

Total firm employees

Services offered by NATIONWIDE SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NATIONWIDE SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph D Sprague offer?

Joseph D Sprague specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Joseph D Sprague's credentials?

Joseph D Sprague holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph D Sprague located?

Joseph D Sprague is based in GRANDVIEW HEIGHTS, Ohio, last registered with NATIONWIDE SECURITIES, LLC.

How does Joseph D Sprague charge for services?

Joseph D Sprague's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONWIDE SECURITIES, LLC?

NATIONWIDE SECURITIES, LLC has approximately 26 employees. The firm is registered with the SEC as an investment adviser.

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