Unclaimed Profile

Robert Garfield Roach

STRIVE ADVISORY, LLC·DUBLIN, Ohio

SIE, Series 7, Series 14, Series 24, Series 28, Series 63, Series 65, Series 66, Series 79TO, Series 82TO, Series 87, Series 99TOClean record22 years registeredSTRIVE ADVISORY, LLC

6555 LONGSHORE STREET, DUBLIN, OH 43017CRD# 2731222Firm CRD# 323937

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Garfield Roach · DUBLIN, OH

Registration

CRD #2731222 · STRIVE ADVISORY, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRIVE ADVISORY, LLC

STRIVE ASSET MANAGEMENT

Oct 2023 – Feb 2024

DUBLIN, OH

DSS WEALTH MANAGEMENT, INC.

Feb 2022 – Aug 2023

Waban, MA

AMERICAFIRST CAPITAL MANAGEMENT, LLC

Apr 2021 – Dec 2021

Waban, MA

AMERICAFIRST CAPITAL MANAGEMENT, LLC

Oct 2012 – Dec 2013

ROSEVILLE, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Nov 2003 – Oct 2004

WELLESLEY HILLS, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 28

Series 63

Series 65

Series 66

Series 79TO

Series 82TO

Series 87

Series 99TO

Registration record

First registered · November 26, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRIVE ADVISORY, LLC

CRD 323937 · SEC 801-128156

Employees

Total firm employees

Services offered by STRIVE ADVISORY, LLC

Per Form ADV

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at STRIVE ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Garfield Roach offer?

Robert Garfield Roach is a registered financial advisor in DUBLIN, Ohio.

What are Robert Garfield Roach's credentials?

Robert Garfield Roach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Garfield Roach located?

Robert Garfield Roach is based in DUBLIN, Ohio, last registered with STRIVE ADVISORY, LLC.

How does Robert Garfield Roach charge for services?

Robert Garfield Roach's firm is compensated through hourly charges, subscription fees, other: fee based on volume of votes or work product. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRIVE ADVISORY, LLC?

STRIVE ADVISORY, LLC has approximately 9 employees. The firm is registered with the SEC as an investment adviser.

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