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Stanley James Katz

CLIENTFIRST FINANCIAL STRATEGIES, INC.·DAYTON, Ohio
Clean recordCLIENTFIRST FINANCIAL STRATEGIES, INC.
3033 KETTERING BLVD., DAYTON, OH 45439CRD# 1165148Firm CRD# 152628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stanley James Katz · DAYTON, OH
Registration
CRD #1165148 · CLIENTFIRST FINANCIAL STRATEGIES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stanley James Katz is a registered financial advisor based in DAYTON, Ohio, affiliated with CLIENTFIRST FINANCIAL STRATEGIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CLIENTFIRST FINANCIAL STRATEGIES, INC.
CLIENTFIRST FINANCIAL STRATEGIES, INC.
AUM
$176M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at CLIENTFIRST FINANCIAL STRATEGIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
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Background

Compensation
Percentage of AUM
Hourly charges
Other: % OF ADVISED ASSETS
Regulatory
SEC/IARD CRD# 1165148
Firm CRD# 152628
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stanley James Katz offer?
Stanley James Katz specializes in Financial Planning, Investment Management. Contact their office in DAYTON, Ohio for a consultation.
What are Stanley James Katz's credentials?
Stanley James Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stanley James Katz located?
Stanley James Katz is based in DAYTON, Ohio, working with CLIENTFIRST FINANCIAL STRATEGIES, INC.. Their office serves clients in the DAYTON metropolitan area and surrounding communities.
How does Stanley James Katz charge for services?
Stanley James Katz's firm is compensated through percentage of aum, hourly charges, other: % of advised assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLIENTFIRST FINANCIAL STRATEGIES, INC.?
CLIENTFIRST FINANCIAL STRATEGIES, INC. has approximately 4 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CLIENTFIRST FINANCIAL STRATEGIES, INC.

Lawrence Patrick Ryan
DAYTON, OH

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