Unclaimed Profile

Edwin Lee Katz

OAKSTREET WEALTH MANAGEMENT, INC.·DAYTON, Ohio

SIE, Series 3, Series 7, Series 63, Series 6526 years registeredOAKSTREET WEALTH MANAGEMENT, INC.

3131 SOUTH DIXIE DRIVE, DAYTON, OH 45439-2287CRD# 1154913Firm CRD# 152613

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edwin Lee Katz · DAYTON, OH

Registration

CRD #1154913 · OAKSTREET WEALTH MANAGEMENT, INC. · 26 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Apr 2014 – present

MORGAN STANLEY

Dec 2013 – present

OAKSTREET WEALTH MANAGEMENT, INC.

Jan 2012 – Mar 2014

DAYTON, OH

FIRST ALLIANCE ASSET MANAGEMENT INC

Nov 1999 – Mar 2010

DAYTON, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · November 26, 1999

Years registered · 26

Disclosure History

1991Customer Dispute·Settled

1990Customer Dispute·Award / Judgment

1987Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OAKSTREET WEALTH MANAGEMENT, INC.

CRD 152613 · SEC 801-71076

AUM

$281M

Regulatory assets under management

Employees

1,569 client accounts

Services offered by OAKSTREET WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OAKSTREET WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Edwin Lee Katz offer?

Edwin Lee Katz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DAYTON, Ohio for a consultation.

What are Edwin Lee Katz's credentials?

Edwin Lee Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edwin Lee Katz located?

Edwin Lee Katz is based in DAYTON, Ohio, working with OAKSTREET WEALTH MANAGEMENT, INC.. Their office serves clients in the DAYTON metropolitan area and surrounding communities.

How does Edwin Lee Katz charge for services?

Edwin Lee Katz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OAKSTREET WEALTH MANAGEMENT, INC.?

OAKSTREET WEALTH MANAGEMENT, INC. has approximately 6 employees and manages $281M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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