Unclaimed Profile

Kathleen Ann Carlson

PARKER CARLSON & JOHNSON·DAYTON, Ohio

Clean record14 years registeredPARKER CARLSON & JOHNSON

7812 MCEWEN ROAD, DAYTON, OH 45459CRD# 4347493Firm CRD# 105815

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Ann Carlson · DAYTON, OH

Registration

CRD #4347493 · PARKER CARLSON & JOHNSON · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PARKER CARLSON & JOHNSON

CAPTRUST

Dec 2015 – Jan 2022

Dayton, OH

PARKER CARLSON & JOHNSON

May 2012 – Dec 2015

DAYTON, OH

Registrations & Exams

Registration record

First registered · May 7, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARKER CARLSON & JOHNSON

CRD 105815 · SEC 801-17956

AUM

$288M

Regulatory assets under management

Employees

333 client accounts

Services offered by PARKER CARLSON & JOHNSON

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PARKER CARLSON & JOHNSON →

Introduction

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Frequently Asked Questions

What services does Kathleen Ann Carlson offer?

Kathleen Ann Carlson specializes in Financial Planning, Investment Management, Wealth Management.

What are Kathleen Ann Carlson's credentials?

Kathleen Ann Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Ann Carlson located?

Kathleen Ann Carlson is based in DAYTON, Ohio, last registered with PARKER CARLSON & JOHNSON.

How does Kathleen Ann Carlson charge for services?

Kathleen Ann Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: lump sum adviser's fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARKER CARLSON & JOHNSON?

PARKER CARLSON & JOHNSON has approximately 8 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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