Unclaimed Profile

John Carmen Riazzi

RIAZZI ASSET MANAGEMENT, LLC·DAYTON, Ohio

Series 6, Series 7, Series 26, Series 63, Series 6524 years registeredRIAZZI ASSET MANAGEMENT, LLC

2331 FAR HILLS AVENUE, DAYTON, OH 45419CRD# 1813944Firm CRD# 143745

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Carmen Riazzi · DAYTON, OH

Registration

CRD #1813944 · RIAZZI ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RIAZZI ASSET MANAGEMENT, LLC

JOHNSON INVESTMENT COUNSEL, INC.

Sep 2018 – Feb 2020

DAYTON, OH

RIAZZI ASSET MANAGEMENT, LLC

May 2007 – Dec 2018

KETTERING, OH

TRANSAMERICA INVESTMENT MANAGEMENT, LLC

Apr 2004 – Jun 2007

DAYTON, OH

TRANSAMERICA INVESTMENT MANAGEMENT, LLC

Apr 2002 – Mar 2004

DAYTON, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · April 4, 2002

Years registered · 24

Disclosure History

2018Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RIAZZI ASSET MANAGEMENT, LLC

CRD 143745 · SEC 801-67845

AUM

$140M

Regulatory assets under management

Employees

188 client accounts

Services offered by RIAZZI ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RIAZZI ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Carmen Riazzi offer?

John Carmen Riazzi specializes in Investment Management, Wealth Management.

What are John Carmen Riazzi's credentials?

John Carmen Riazzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Carmen Riazzi located?

John Carmen Riazzi is based in DAYTON, Ohio, last registered with RIAZZI ASSET MANAGEMENT, LLC.

How does John Carmen Riazzi charge for services?

John Carmen Riazzi's firm is compensated through percentage of aum, other: % assets under consultation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIAZZI ASSET MANAGEMENT, LLC?

RIAZZI ASSET MANAGEMENT, LLC has approximately 3 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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