Claim Profile
Unclaimed Profile
DA

David H Allain

GAMMA-Q, LLC·COLUMBUS, Ohio
GAMMA-Q, LLC
1500 LAKE SHORE DRIVE, COLUMBUS, OH 43204CRD# 4607287Firm CRD# 277135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David H Allain · COLUMBUS, OH
Registration
CRD #4607287 · GAMMA-Q, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

David H Allain is a registered financial advisor based in COLUMBUS, Ohio, affiliated with GAMMA-Q, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
GAMMA-Q, LLC
GAMMA-Q, LLC
AUM
$59M
Regulatory assets under management
Employees
3
Total firm employees
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4607287
Firm CRD# 277135
View on FINRA BrokerCheck →

Looking for a financial advisor in COLUMBUS?

Browse all registered financial advisors in COLUMBUS, Ohio or claim this profile if it's yours.

05

Frequently Asked Questions

What services does David H Allain offer?
David H Allain specializes in Retirement Planning, Wealth Management. Contact their office in COLUMBUS, Ohio for a consultation.
What are David H Allain's credentials?
David H Allain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David H Allain located?
David H Allain is based in COLUMBUS, Ohio, working with GAMMA-Q, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does David H Allain charge for services?
David H Allain's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GAMMA-Q, LLC?
GAMMA-Q, LLC has approximately 3 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →