Unclaimed Profile

Charles Arthur Kerwood

WALLER FINANCIAL PLANNING GROUP, INC.·COLUMBUS, Ohio

Series 7, Series 24, Series 63Clean record30 years registeredWALLER FINANCIAL PLANNING GROUP, INC.

941 CHATHAM LANE SUITE 212, COLUMBUS, OH 43221CRD# 2315202Firm CRD# 159564

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Arthur Kerwood · COLUMBUS, OH

Registration

CRD #2315202 · WALLER FINANCIAL PLANNING GROUP, INC. · 30 years registered

Brand Profile

Not yet started

Career History

WALLER FINANCIAL PLANNING GROUP, INC.

Apr 2012 – present

LPL FINANCIAL LLC

Jan 2012 – Mar 2012

COLUMBUS, OH

ROYAL ALLIANCE ASSOCIATES, INC.

Aug 1999 – Nov 2008

COLUMBUS, OH

WALLER FINANCIAL PLANNING GROUP INC

Jun 1996 – Apr 2012

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · June 18, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALLER FINANCIAL PLANNING GROUP, INC.

CRD 159564 · SEC 801-72938

AUM

$579M

Regulatory assets under management

Employees

1,982 client accounts

Services offered by WALLER FINANCIAL PLANNING GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALLER FINANCIAL PLANNING GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Arthur Kerwood offer?

Charles Arthur Kerwood specializes in Financial Planning, Investment Management. Contact their office in COLUMBUS, Ohio for a consultation.

What are Charles Arthur Kerwood's credentials?

Charles Arthur Kerwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Arthur Kerwood located?

Charles Arthur Kerwood is based in COLUMBUS, Ohio, working with WALLER FINANCIAL PLANNING GROUP, INC.. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.

How does Charles Arthur Kerwood charge for services?

Charles Arthur Kerwood's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALLER FINANCIAL PLANNING GROUP, INC.?

WALLER FINANCIAL PLANNING GROUP, INC. has approximately 11 employees and manages $579M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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